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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 06/2023 | Present |
| Merrill Lynch | Highland Park | IL | 06/2022 | 08/2022 |
| Fre Skincare | Tel Aviv | 06/2021 | 08/2021 | |
| Beautycounter | Chicago | IL | 05/2020 | 06/2021 |
| Chippewa Ranch Camp | Eagle River | WI | 06/2017 | 08/2019 |
| Tulane University | New Orleans | LA | 08/2019 | 05/2023 |
| Deerfield High School | Deerfield | IL | 08/2016 | 06/2019 |
| Nuveen Asset Management, Llc | Chicago | IL | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-02 |
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