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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-29
WA RA APPROVED 2023-12-25
  • TX RA
    APPROVED
    Since 2024-02-29
  • WA RA
    APPROVED
    Since 2023-12-25

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kent WA 07/2023 Present
Sun Valley Co. Ketchum ID 01/2023 04/2023
Black Cypress Restaurant Pullman WA 09/2022 10/2022
Bank Of America Bellevue WA 06/2022 08/2022
Seattle Boat Company Seattle WA 05/2019 08/2021
Nordstrom Bellevue WA 06/2018 07/2018
Quality Food Centers Bellevue WA 02/2017 04/2017
Sturtevants Bellevue WA 11/2017 03/2018
Werkhoven Dairy Inc Monroe WA 05/2019 05/2019
Washington State University Pullman WA 08/2019 12/2022
Montana State University Bozeman MT 08/2018 05/2019
Bellevue High School Bellevue WA 08/2014 05/2018
Unemployed Bellevue WA 04/2023 07/2023
Unemployed Bellevue WA 06/2000 01/2017
Unemployed Bellevue WA 04/2017 11/2017
Unemployed Bellevue WA 07/2018 05/2019
Unemployed Bellevue WA 08/2021 06/2022
Bank Of America, N.A. Kent WA 08/2023 Present
  • 07/2023 → Present
    Kent, WA
  • 01/2023 → 04/2023
    Sun Valley Co.
    Ketchum, ID
  • 09/2022 → 10/2022
    Black Cypress Restaurant
    Pullman, WA
  • 06/2022 → 08/2022
    Bank Of America
    Bellevue, WA
  • 05/2019 → 08/2021
    Seattle Boat Company
    Seattle, WA
  • 06/2018 → 07/2018
    Nordstrom
    Bellevue, WA
  • 02/2017 → 04/2017
    Quality Food Centers
    Bellevue, WA
  • 11/2017 → 03/2018
    Sturtevants
    Bellevue, WA
  • 05/2019 → 05/2019
    Werkhoven Dairy Inc
    Monroe, WA
  • 08/2019 → 12/2022
    Washington State University
    Pullman, WA
  • 08/2018 → 05/2019
    Montana State University
    Bozeman, MT
  • 08/2014 → 05/2018
    Bellevue High School
    Bellevue, WA
  • 04/2023 → 07/2023
    Unemployed
    Bellevue, WA
  • 06/2000 → 01/2017
    Unemployed
    Bellevue, WA
  • 04/2017 → 11/2017
    Unemployed
    Bellevue, WA
  • 07/2018 → 05/2019
    Unemployed
    Bellevue, WA
  • 08/2021 → 06/2022
    Unemployed
    Bellevue, WA
  • 08/2023 → Present
    Bank Of America, N.A.
    Kent, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-22
  • S66 Uniform Combined State Law Examination
    2023-12-22
Other Names
  • Carson Juhani Small

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