Calissa Lauren Gaechter

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-05
NC	RA	APPROVED	2024-05-04

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	02/2024	Present
Wells Fargo	Charlotte	NC	07/2023	02/2024
The College Of New Jersey	Ewing	NJ	08/2019	05/2023
Valley Bank	Wayne	NJ	06/2021	12/2021
Verizon Wireless	Sussex	NJ	06/2019	06/2021
Victoria Diner	Branchville	NJ	06/2018	06/2019
Public Education	Sussex	NJ	02/2014	06/2019
Bank Of America/Merrill Lynch	Charlotte	NC	06/2022	08/2022
Bank Of America, N.A.	Charlotte	NC	04/2024	Present

02/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
07/2023 → 02/2024

Wells Fargo

Charlotte, NC
08/2019 → 05/2023

The College Of New Jersey

Ewing, NJ
06/2021 → 12/2021

Valley Bank

Wayne, NJ
06/2019 → 06/2021

Verizon Wireless

Sussex, NJ
06/2018 → 06/2019

Victoria Diner

Branchville, NJ
02/2014 → 06/2019

Public Education

Sussex, NJ
06/2022 → 08/2022

Bank Of America/Merrill Lynch

Charlotte, NC
04/2024 → Present

Bank Of America, N.A.

Charlotte, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-03