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Phillip G Mazzola

Commonwealth Financial Network

Waltham, MA

Tewksbury, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-04-17
  • MA RA
    APPROVED
    Since 2015-04-17

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Tewksbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 04/2015 Present
Previous Registrations
  • 2008-06-24 → 2015-04-17
    Lpl Financial Llc
    Winchester, MA
    Westwood, MA
    Westwood, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-20
  • S66 Uniform Combined State Law Examination
    2008-06-20

View on SEC IAPD

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