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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-22 |
| FL | RA | APPROVED | 2024-08-26 |
Branch Locations
6651 Lake Worth Road, Lake Worth, FL 33467 • United States
3305 Northlake Boulevard, Palm Beach Gardens, FL 33403 • United States
11364 Us Highway 1, North Palm Beach, FL 33408 • United States
6736 W Indiantown Road, Jupiter, FL 33458 • United States
515 N. Flagler Drive Suite 100, West Palm Beach, FL 33401 • United States
13350 Metro Parkway, Fort Myers, FL 33912 • United States
999 Vanderbilt Beach, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | West Palm Beach | FL | 08/2021 | 07/2023 |
| Wells Fargo Clearing Services, Llc | West Palm Beach | FL | 05/2022 | 07/2023 |
| T-Mobile | Wellington | FL | 03/2017 | 08/2021 |
| Dkny | West Palm Beach | FL | 02/2015 | 03/2017 |
| Citizens Securities, Inc. | West Palm Beach | FL | 07/2023 | 05/2024 |
| Fifth Third Bank | Boca Raton | FL | 05/2024 | Present |
| Fifth Third Securities | Boca Raton | FL | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-27 |
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