Nicholas Barth

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2026-07-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Rbc Capital Markets, Llc	Delafield	WI	05/2023	06/2025
Bok Financial	Wauwatosa	WI	05/2022	01/2023
University Wisconsin Whitewater	Whitewater	WI	08/2019	05/2023
Hamilton High School	Sussex	WI	09/2016	05/2019
Wago	Germantown	WI	05/2021	08/2021
Sunlite Plastics	Germantown	WI	05/2020	08/2020
Algaemen	Sussex	WI	05/2019	08/2019
Templeton Middle School	Sussex	WI	09/2013	09/2016
Menomonee Falls Parks Dept.	Menomonee Falls	WI	06/2018	08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Milwaukee	WI	06/2026	Present
Student	Milwaukee	WI	06/2025	05/2026
Bank Of America, N.A.	Milwaukee	WI	07/2026	Present

05/2023 → 06/2025

Rbc Capital Markets, Llc

Delafield, WI
05/2022 → 01/2023

Bok Financial

Wauwatosa, WI
08/2019 → 05/2023

University Wisconsin Whitewater

Whitewater, WI
09/2016 → 05/2019

Hamilton High School

Sussex, WI
05/2021 → 08/2021

Wago

Germantown, WI
05/2020 → 08/2020

Sunlite Plastics

Germantown, WI
05/2019 → 08/2019

Algaemen

Sussex, WI
09/2013 → 09/2016

Templeton Middle School

Sussex, WI
06/2018 → 08/2018

Menomonee Falls Parks Dept.

Menomonee Falls, WI
06/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Milwaukee, WI
06/2025 → 05/2026

Student

Milwaukee, WI
07/2026 → Present

Bank Of America, N.A.

Milwaukee, WI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-10

Other Firms