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Austin Mccabe Gardiner

Wells Fargo Clearing Services, LLC

Farmington, UT

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-10-13
  • UT RA
    APPROVED
    Since 2022-10-13

Branch Locations

300 N Union Ave Ste L100, Farmington, UT 84025 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc West Point UT 06/2022 Present
Wells Fargo Bank, Na West Point UT 04/2021 Present
Xerox Webster NY 01/2021 04/2021
Hp, Inc Palo Alto CA 06/2007 10/2020
Homemaker Ogden UT 11/2021 01/2022
  • 06/2022 → Present
    Wells Fargo Clearing Services, Llc
    West Point, UT
  • 04/2021 → Present
    Wells Fargo Bank, Na
    West Point, UT
  • 01/2021 → 04/2021
    Xerox
    Webster, NY
  • 06/2007 → 10/2020
    Hp, Inc
    Palo Alto, CA
  • 11/2021 → 01/2022
    Homemaker
    Ogden, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-12
S63 Uniform Securities Agent State Law Examination 2022-09-17
  • S65 Uniform Investment Adviser Law Examination
    2022-10-12
  • S63 Uniform Securities Agent State Law Examination
    2022-09-17
Other Names
  • Austin Mccabe Gardiner
  • Austin Gardiner

View on SEC IAPD

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