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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-11 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Miami | FL | 05/2026 | Present |
| Lazard Asset Management Llc | New York | NY | 09/2025 | 04/2026 |
| Lazard Asset Management Securities Llc | New York | NY | 09/2025 | 04/2026 |
| Northeastern University | Boston | MA | 08/2021 | 08/2025 |
| Biogen Inc. | Cambridge | MA | 01/2025 | 06/2025 |
| Numerated Inc. | Boston | MA | 07/2023 | 12/2023 |
| Krop Senior High | North Miami Beach | FL | 08/2017 | 06/2021 |
| Jacobson Sinai Academy | Miami | FL | 12/2013 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2026-02-27 |
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