Asha Amberslie

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → 07/2023
  Ubs Financial Services
  Weehawken, NJ
• 09/2021 → 06/2022
  Jpmorgan Chase
  Sunnyside, NY
• 06/2021 → 12/2021
  Ubereats
  Bronx, NY
• 10/2018 → 06/2021
  Tjmaxx
  Mount Vernon, NY
• 01/2018 → 09/2018
  Palm Tree Marketplace
  Bronx, NY
• 08/2017 → 08/2021
  Fordham University
  Bronx, NY
• 07/2014 → 06/2017
  Oakwood Friends School
  Poughkeepsie, NY
• 07/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2019 → 05/2020
  Fordham Student Worker
  Bronx, NY
• 05/2020 → 08/2020
  Ups
  Bronx, NY
• 08/2023 → Present
  Bank Of America N.A.
  New York, NY
• 08/2025 → Present
  Bank Of America, N.A.
  New York, NY
• 08/2025 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2023-04-24 → 2023-07-12
  Ubs Financial Services Inc.
  Weehawken, NJ

Other Businesses

I*3800272 Entity Type: For Profit Name of OBA: Game Seven Address: Brooklyn, New York, 11201 Investment Related: No Position, Title, Association: Employee Employee Start Date: 01/01/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: Experiential Agency Production Assistant / Brand Ambassador I*4162267 Entity Type: For Profit Name of OBA: Freelance Address: New York, New York, 10036 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 01/01/2026 Number of Hours: 20, Monthly Number of Hours during trading: 0 Duties: Brand Strategy / Communications Strategy Co-Strategist

Exams

• S66 Uniform Combined State Law Examination
  2023-04-21

Other Names

• Asha Janae Amberslie