Erik Gutierrez

Current Employers

Vestgen Advisors, Llc

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-09-22

IL RA
APPROVED

Since 2024-09-22

Branch Locations

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ntn Bearing Corporation	Mount Prospect	IL	11/2011	11/2021
Lake Street Financial	Chicago	IL	06/2022	09/2024
Unemployed	Joliet	IL	11/2021	06/2022
Vestgen Advisors	Inverness	IL	09/2024	Present

11/2011 → 11/2021

Ntn Bearing Corporation

Mount Prospect, IL
06/2022 → 09/2024

Lake Street Financial

Chicago, IL
11/2021 → 06/2022

Unemployed

Joliet, IL
09/2024 → Present

Vestgen Advisors

Inverness, IL

Previous Registrations

2022-06-01 → 2024-09-20

Lake Street

Chicago, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-12

S65 Uniform Investment Adviser Law Examination

2022-03-12

View on SEC IAPD

Current Employers

Vestgen Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews