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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-20
  • CA RA
    APPROVED
    Since 2025-08-20

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Income Life New Berlin WI 10/2021 05/2022
Hanson And Co Real Estate West Bend WI 05/2018 04/2020
Kewaskum High School Kewaskum WI 08/2013 08/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2022 04/2023
Northwestern Mutual Investment Services Llc Milwaukee WI 05/2022 04/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2022 04/2023
Centaurus Financial Inc. Anaheim CA 07/2023 08/2025
Northern Michigan University Marquette MI 08/2017 10/2021
Lueder Financial Group Milwaukee WI 05/2022 04/2023
Goldman Sachs & Co. Llc New York NY 08/2025 Present
  • 10/2021 → 05/2022
    American Income Life
    New Berlin, WI
  • 05/2018 → 04/2020
    Hanson And Co Real Estate
    West Bend, WI
  • 08/2013 → 08/2017
    Kewaskum High School
    Kewaskum, WI
  • 05/2022 → 04/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2022 → 04/2023
    Northwestern Mutual Investment Services Llc
    Milwaukee, WI
  • 05/2022 → 04/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2023 → 08/2025
    Anaheim, CA
  • 08/2017 → 10/2021
    Northern Michigan University
    Marquette, MI
  • 05/2022 → 04/2023
    Lueder Financial Group
    Milwaukee, WI
  • 08/2025 → Present
    Goldman Sachs & Co. Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-01
S63 Uniform Securities Agent State Law Examination 2022-12-05
  • S65 Uniform Investment Adviser Law Examination
    2023-11-01
  • S63 Uniform Securities Agent State Law Examination
    2022-12-05
Other Names
  • Brady James Hanson
  • Brady James Hanson

View on SEC IAPD

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