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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-02-27
  • VA RA
    APPROVED
    Since 2026-02-27

Branch Locations

999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States

820 E Rochambeau Dr, Williamsburg, VA 23188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities, Llc Williamsburg VA 05/2022 08/2025
Jpmorgan Chase Bank, N.A. Williamsburg VA 05/2022 08/2025
Langley Fcu Hampton VA 12/2019 04/2022
Capital One Bank West Hempstead NY 02/2019 11/2019
Assoc. Building Maintenance Co. Newport News VA 08/2021 10/2021
Unemployed Hempstead NY 01/2012 05/2017
Unemployed Newport News VA 04/2022 05/2022
Unemployed Hampton VA 05/2017 02/2019
Wells Fargo Clearing Services, Llc Williamsburg VA 01/2026 Present
Wells Fargo Bank, Na Williamsburg VA 01/2026 Present
Pnc Financial Services Pittsburg PA 09/2025 01/2026
  • 05/2022 → 08/2025
    J.P. Morgan Securities, Llc
    Williamsburg, VA
  • 05/2022 → 08/2025
    Jpmorgan Chase Bank, N.A.
    Williamsburg, VA
  • 12/2019 → 04/2022
    Langley Fcu
    Hampton, VA
  • 02/2019 → 11/2019
    Capital One Bank
    West Hempstead, NY
  • 08/2021 → 10/2021
    Assoc. Building Maintenance Co.
    Newport News, VA
  • 01/2012 → 05/2017
    Unemployed
    Hempstead, NY
  • 04/2022 → 05/2022
    Unemployed
    Newport News, VA
  • 05/2017 → 02/2019
    Unemployed
    Hampton, VA
  • 01/2026 → Present
    Williamsburg, VA
  • 01/2026 → Present
    Wells Fargo Bank, Na
    Williamsburg, VA
  • 09/2025 → 01/2026
    Pnc Financial Services
    Pittsburg, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-26
S63 Uniform Securities Agent State Law Examination 2022-08-16
  • S65 Uniform Investment Adviser Law Examination
    2026-02-26
  • S63 Uniform Securities Agent State Law Examination
    2022-08-16
Other Names
  • Alana Harrell
  • Alana Pesnell-Harrell
  • Alana Pesnell
  • Alana K Pesnell
  • Alana Kristin Pesnell
  • Alana Kristin Pesnell-Harrell
  • Alana K Pesnell--Harrell

View on SEC IAPD

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