Liam Daniel Perry

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-09-02

IN RA
APPROVED

Since 2025-09-02

Branch Locations

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Papa Johns	Warsaw	IN	06/2020	01/2025
Unemployment	Warsaw	IN	01/2014	06/2020
Ball State University	Muncie	IN	08/2021	05/2025
Lpl Enterprise Llc	Indianapolis	IN	07/2025	Present

06/2020 → 01/2025

Papa Johns

Warsaw, IN
01/2014 → 06/2020

Unemployment

Warsaw, IN
08/2021 → 05/2025

Ball State University

Muncie, IN
07/2025 → Present

Lpl Enterprise Llc

Indianapolis, IN

Other Businesses

1. 07/15/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Warsaw, IN - Start Date 07/09/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/15/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Warsaw, IN - Start Date 07/09/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-02

S66 Uniform Combined State Law Examination

2025-09-02

View on SEC IAPD