Benjamin Davis Prescott

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 01/2020
  Axa Advisors, Llc
  New York, NY
• 01/2020 → 07/2022
  National Securities Corporation
  Tampa, FL
• 01/2020 → 02/2025
  B. Riley Wealth Advisors
  Tampa, FL
• 07/2022 → 02/2025
  B. Riley Wealth Management
  Tampa, FL
• 02/2025 → Present
  Osaic Wealth, Inc.
  Tampa, FL

Previous Registrations

• 2020-01-23 → 2025-03-21
  B. Riley Wealth Advisors, Inc.
  Tampa, FL
  Tampa, FL
• 2008-11-18 → 2020-01-28
  Equitable Advisors, Llc
  Tampa, FL
  Tampa, FL
  Spring Hill, FL
  Tampa, FL
  Tampa, FL

Other Businesses

1. FELLOWSHIP OF CHRISTIAN ATHLETES POSITION: Board Member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2019 ADDRESS: 1060 W Busch Blvd., Unit 104, Tampa, FL 33612 DESCRIPTION: Raise money and awareness for our ministry. 2. RESCOTT FINANCIAL LLC POSITION: Founder & CEO NATURE: LLC & DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/12/2017 ADDRESS: 111 S Moody Avenue, Tampa, FL 33609 DESCRIPTION: Business development, case design, portfolio construction, client service, financial planning, and oversee operations. 3. HERNANDO COUNTY EDUCATION FOUNDATION POSITION: Board Member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2019 ADDRESS: 900 Emerson Road, Brooksville FL 34601 DESCRIPTION: Raise awareness and money for the organization. 4. JUNIOR ACHIEVEMENT OF WEST CENTRAL FLORIDA POSITION: Connections Board Member NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/14/2018 ADDRESS: 1060 W Busch Blvd, Tampa FL 33613 DESCRIPTION: Raise money, promote volunteers, and raise awareness. 5. PRESCOTT BROTHERS POSITION: Member NATURE: Agriculture INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012 ADDRESS: 305 Dansby Road, Wauchula, FL 33873 DESCRIPTION: Shareholder of family business. 6. M.E. IRIS POSITION: Board Member NATURE: Fraternity housing corporation/non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 318 S Copeland, Tallahassee, FL 32304 DESCRIPTION: Board of directors member. 7. 111 S MOODY LLC POSITION: Owner NATURE: Real Estate Holding Company INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2022 ADDRESS: 111 S Moody, Tampa, FL 33609 DESCRIPTION: Property management, partial owner of building, maintenance 8. HIGHLAND CAPITAL BROKERAGE POSITION: Agent NATURE: Insurance Brokerage. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 02/28/2025 ADDRESS: 3535 Grandview Parkway, Suite 500, Birmingham, AL 35243 DESCRIPTION: Life and annuity agent. 9. PRESCOTT REAL ESTATE HOLDINGS POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/18/2014 ADDRESS: 2436 W Prospect Road, Tampa, FL 33629 DESCRIPTION: Managing member, shareholder. 10. MODERN LIFE POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/30/2025 ADDRESS: 295 Lafayette Street, Suite 701, New York City, NY 10012 DESCRIPTION: Life insurance agent.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-02

Designations

• Certified Financial Planner