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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-07 |
| AR | RA | APPROVED | 2024-04-22 |
Branch Locations
900 S. Shackleford Rd. Suite 605, Little Rock, AR 72211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Little Rock | AR | 06/2023 | Present |
| The Lawn Barber | Little Rock | AR | 04/2015 | Present |
| Independent Advisor Alliance | Charlotte | NC | 03/2024 | Present |
1) 07/11/2023 - The Lawn Barber - Outside/W-2 Employment - Owner/Operator - Lawn Services - AR 72210 - Non investment related - 40 Hours per month - Start date: 4/1/2015. 2) 07/11/2023 - GenWealth Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 09/19/2023 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 6/12/2023 - 160 Hours Per Month 40 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 04/09/2024 - SPARK - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 03/01/2024 - 10 Hours Per Month/ During Trading 5) 04/24/2024 - GenWealth Financial Advisors - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 40 Hours Per Month/ During Trading - I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 06/14/2024 - Independent Advisor Alliance DBA Spark - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 6/12/2024 - 40 Hrs/Mo During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 01/21/2025- Sage Insurance Partners- Non-Variable Insurance-INV Related- At Reported Business Location(s)- Start date 01/16/2025- 4 Hours Per Month- 4 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-15 |
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