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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services | Plano | TX | 06/2022 | 03/2024 |
| Tgr Healthcare | Glen Rose | TX | 12/2016 | 05/2022 |
| Weatherford Healthcare | Weatherford | TX | 09/2015 | 12/2016 |
| Lpl Financial Llc | Granbury | TX | 03/2024 | Present |
1.03/19/2024; Thorp Spring Enterprises, LLC; Real Estate Rental; Not Investment Related; 3000 Adams St.,Granbury; Start Date 11/01/2019; 2hrs/mth; hrs during trading 2.03/19/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Pearl Street Financial Advisors; Not Investment Related; at Reported Business Location(s); Start Date 03/08/2024; 160hrs/mth; 8hrs during trading 3.07/14/2026; Thomas Legacy Concepts LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 04/27/2026; 5hrs/mth; 5hrs during trading 4.08/21/2026; TBRE1; Real Estate Rental; Investment Related; Granbury,TX; Start Date 08/10/2026; 5hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-21 |
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