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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2016-02-05
CA RA APPROVED 2016-01-25
TX RA APPROVED 2016-01-22
  • AZ RA
    APPROVED
    Since 2016-02-05
  • CA RA
    APPROVED
    Since 2016-01-25
  • TX RA
    APPROVED
    Since 2016-01-22

Branch Locations

606 Fall Creek Hwy, Granbury, TX 76049-7972 • United States

Granbury, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Granbury TX 01/2016 03/2020
Ameriprise Financial Services, Llc Granbury TX 03/2020 Present
Previous Registrations
  • 2001-10-09 → 2016-01-25
    Investment Centers Of America, Inc.
    Granbury, TX
    Glenrose, TX
    Granbury, TX
Other Businesses

Outside Employment; SEMJR, Inc.; President -; Corporate entity through which I receive salary after commissions are dispersed to me as an Independent Contactor to Ameriprise Financial.; 606 Fall Creek Hwy, Granbury, TX 76049, ,; Not Investment-Related; 04/25/2012; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-08
  • S66 Uniform Combined State Law Examination
    2001-10-08

View on SEC IAPD

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