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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-14
DE RA APPROVED 2024-06-24
  • TX RA
    APPROVED
    Since 2026-01-14
  • DE RA
    APPROVED
    Since 2024-06-24

Branch Locations

3513 Concord Pike Ste 1000, Wilmington, DE 19803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Wilmington DE 06/2022 Present
University Of Delaware Newark DE 09/2019 05/2023
Delaware Military Academy Wilmington DE 08/2015 06/2019
  • 06/2022 → Present
    Wilmington, DE
  • 09/2019 → 05/2023
    University Of Delaware
    Newark, DE
  • 08/2015 → 06/2019
    Delaware Military Academy
    Wilmington, DE
Other Businesses

Outside Employment; Kimberlee M. O. LLC; I am a registered Financial Advisor who provides comprehensive financial planning services to clients.; Ameriprise Financial Planning Practice; 3513 Concord Pike , Suite 1000, Wilmington, DE, , USA; Investment-Related; 06/21/2024; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-21
  • S66 Uniform Combined State Law Examination
    2024-06-21

View on SEC IAPD

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