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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2009-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Oshkosh | WI | 06/2009 | Present |
(1) 9/16/2010: Provident Financial Consultants, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 10/7/2015: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 05/08/2015 - 1 Hours Per Month During Securities Trading - Notary Public.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-15 |
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