Catherine Patricia Dalton

Maryland Heights, MO

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2022-11-21

MO RA
APPROVED

Since 2022-11-21

Branch Locations

201 Progress Parkway, Maryland Heights, MO 63043 • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	06/2022	Present
Washington University In St. Louis	St. Louis	MO	05/2016	05/2022

06/2022 → Present

Edward Jones

St. Louis, MO
05/2016 → 05/2022

Washington University In St. Louis

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-18

S66 Uniform Combined State Law Examination

2022-11-18

Other Names

Catherine Dalton

View on SEC IAPD

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Other Investors

ERIN MARIE MARSHALL

DANIEL JEFFREY GREEN

Kaylin Nicole Leach

Irvin Lambrecht

Nathanael James Neal

Kelly Joseph Fritz

Other Offices

EDWARD JONES · ST LOUIS, MO

EDWARD JONES · ST LOUIS, MO

TRANSAMERICA FINANCIAL ADVISORS, LLC · Maryland Heights, MO

EDWARD JONES · MARYLAND HEIGHTS, MO

STATE FARM INVESTMENT MANAGEMENT CORP. · Maryland Heights, MO

EDWARD JONES · ST LOUIS, MO

LPL FINANCIAL LLC · ST LOUIS, MO

EDWARD JONES · MARYLAND HEIGHTS, MO

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