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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-07
DC RA APPROVED 2025-07-10
  • TX RA
    APPROVED
    Since 2025-08-07
  • DC RA
    APPROVED
    Since 2025-07-10

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 05/2022 Present
Colligiate Custom Richmond VA 01/2021 03/2022
Unemployed Vienna VA 01/2008 01/2021
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-30
S63 Uniform Securities Agent State Law Examination 2025-03-15
  • S65 Uniform Investment Adviser Law Examination
    2025-06-30
  • S63 Uniform Securities Agent State Law Examination
    2025-03-15

View on SEC IAPD

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