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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-10
PA RA APPROVED 2023-04-08
  • TX RA
    APPROVED
    Since 2023-04-10
  • PA RA
    APPROVED
    Since 2023-04-08

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1 W 3Rd St, Williamsport, PA 17701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Williamsport PA 05/2022 Present
Regions Bank Indianapolis IN 10/2021 05/2022
Indiana National Guard Bluffton IN 05/2018 Present
Men's Wearhouse Noblesville IN 04/2019 10/2021
Wet Feet Tree And Shrub Inc Indianapolis IN 06/2016 08/2018
Oaklandon Youth Organization Indianapolis IN 04/2012 06/2017
Heritage Christian School Indianapolis IN 08/2014 05/2017
Ball State University Muncie IN 08/2017 05/2022
  • 05/2022 → Present
    Merrill Lynch
    Williamsport, PA
  • 10/2021 → 05/2022
    Regions Bank
    Indianapolis, IN
  • 05/2018 → Present
    Indiana National Guard
    Bluffton, IN
  • 04/2019 → 10/2021
    Men's Wearhouse
    Noblesville, IN
  • 06/2016 → 08/2018
    Wet Feet Tree And Shrub Inc
    Indianapolis, IN
  • 04/2012 → 06/2017
    Oaklandon Youth Organization
    Indianapolis, IN
  • 08/2014 → 05/2017
    Heritage Christian School
    Indianapolis, IN
  • 08/2017 → 05/2022
    Ball State University
    Muncie, IN
Other Businesses

I*1527279 For profit or not for profit: Entity Governmental Name of outside business organization: Pennsylvania Army National Guard Investment related: N Address of business: Williamsport, Pennsylvania, 17701, United States Nature of business: ["Governmental Organization"] Position, title, association: ["Employee"], Start date of relationship: 6/5/2023 Number of hours devoted: 36 hour(s) Monthly Number of hours devoted during trading hours: 4 Duties: , E4 Infantryman in the National Guard. None of my responsibilities are fiscal.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-06
  • S66 Uniform Combined State Law Examination
    2023-04-06

View on SEC IAPD

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