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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-01 |
| NJ | RA | APPROVED | 2026-06-30 |
Branch Locations
332 Springfield Ave, Ste 207, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Ave Securities | New York | NY | 04/2007 | 06/2026 |
| Guardian Life | New York | NY | 04/2007 | 06/2026 |
| Guardian Life Insurance | Woodbury | NY | 04/2016 | 03/2021 |
| Park Avenue Securities | Woodbury | NY | 04/2016 | 03/2021 |
| Guardian Life Insurance Company | Melville | NY | 03/2021 | 02/2022 |
| Park Avenue Securities | Melville | NY | 03/2021 | 02/2022 |
| Guardian Life Insurance Company | Millburn | NY | 02/2022 | 07/2024 |
| Park Avenue Securities | Millburn | NY | 02/2022 | 07/2024 |
| Guardian Life Insurance Company | Summit | NJ | 07/2024 | 06/2026 |
| Park Avenue Securities | Summit | NJ | 07/2024 | 06/2026 |
| Lpl Financial | Summit | NJ | 06/2026 | Present |
1. 06/2026 - SERA Edgewood Inc - Business Entity For Tax/Investment Purposes Only - Not Inv Related – 1 Hour(s)/Month – 1 Hour(s) During Trading – Summit, NJ, 07901– OBA Start Date: 01/01/2021 2. 06/2026 - Edgewood Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 06/30/2026 3. 06/2026 - Referral Income - Referral Income - Inv Related – 1 Hour(s)/Month – 1 Hour(s) During Trading – Summit, NJ, 07901 – OBA Start Date: 01/01/2007
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-13 |
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