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Adam S Greenstein

LPl Financial LLC

Summit, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-01
NJ RA APPROVED 2026-06-30
  • TX RA
    APPROVED_RES
    Since 2026-07-01
  • NJ RA
    APPROVED
    Since 2026-06-30

Branch Locations

332 Springfield Ave, Ste 207, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Ave Securities New York NY 04/2007 06/2026
Guardian Life New York NY 04/2007 06/2026
Guardian Life Insurance Woodbury NY 04/2016 03/2021
Park Avenue Securities Woodbury NY 04/2016 03/2021
Guardian Life Insurance Company Melville NY 03/2021 02/2022
Park Avenue Securities Melville NY 03/2021 02/2022
Guardian Life Insurance Company Millburn NY 02/2022 07/2024
Park Avenue Securities Millburn NY 02/2022 07/2024
Guardian Life Insurance Company Summit NJ 07/2024 06/2026
Park Avenue Securities Summit NJ 07/2024 06/2026
Lpl Financial Summit NJ 06/2026 Present
  • 04/2007 → 06/2026
    Park Ave Securities
    New York, NY
  • 04/2007 → 06/2026
    Guardian Life
    New York, NY
  • 04/2016 → 03/2021
    Guardian Life Insurance
    Woodbury, NY
  • 04/2016 → 03/2021
    Park Avenue Securities
    Woodbury, NY
  • 03/2021 → 02/2022
    Guardian Life Insurance Company
    Melville, NY
  • 03/2021 → 02/2022
    Park Avenue Securities
    Melville, NY
  • 02/2022 → 07/2024
    Guardian Life Insurance Company
    Millburn, NY
  • 02/2022 → 07/2024
    Park Avenue Securities
    Millburn, NY
  • 07/2024 → 06/2026
    Guardian Life Insurance Company
    Summit, NJ
  • 07/2024 → 06/2026
    Park Avenue Securities
    Summit, NJ
  • 06/2026 → Present
    Lpl Financial
    Summit, NJ
Previous Registrations
Other Businesses

1. 06/2026 - SERA Edgewood Inc - Business Entity For Tax/Investment Purposes Only - Not Inv Related – 1 Hour(s)/Month – 1 Hour(s) During Trading – Summit, NJ, 07901– OBA Start Date: 01/01/2021 2. 06/2026 - Edgewood Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 06/30/2026 3. 06/2026 - Referral Income - Referral Income - Inv Related – 1 Hour(s)/Month – 1 Hour(s) During Trading – Summit, NJ, 07901 – OBA Start Date: 01/01/2007

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-13
  • S66 Uniform Combined State Law Examination
    2006-11-13
Other Names
  • Adam Scott Greenstein

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