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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-10 |
| AZ | RA | APPROVED | 2025-05-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 05/2022 | 04/2025 |
| Csm Corporation | Phoenix | AZ | 05/2022 | 10/2022 |
| City Of Phoenix Municipal Court | Phoenix | AZ | 01/2022 | 05/2022 |
| Unemployed | Phoenix | AZ | 12/2021 | 01/2022 |
| Amazon | Avondale | AZ | 11/2021 | 12/2021 |
| City Of Phoenix Police Department | Phoenix | AZ | 06/2021 | 11/2021 |
| City Of Phoenix Police Department | Phoenix | AZ | 06/2020 | 01/2021 |
| Csm Corporation | Phoenix | AZ | 01/2019 | 06/2021 |
| Arizona State University | Tempe | AZ | 08/2018 | 08/2022 |
| Education At Work | Phoenix | AZ | 09/2018 | 11/2018 |
| Amazon | Phoenix | AZ | 04/2018 | 09/2018 |
| Jack In The Box | Phoenix | AZ | 04/2018 | 04/2018 |
| Mcdonalds | Phoenix | AZ | 09/2017 | 04/2018 |
| Rmh Franchise | Phoenix | AZ | 11/2016 | 09/2017 |
| Frys Foods | Phoenix | AZ | 11/2016 | 11/2016 |
| Rmh Franchise | Phoenix | AZ | 03/2016 | 11/2016 |
| Morgan Stanley | Tempe | AZ | 04/2025 | Present |
*704241- Uber Technologies; Investment related - No; San Francisco, California; Automotive/Transportation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 0; After business hours: 10; Labor/Service:Customer Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-07 |
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