Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-31
NY RA APPROVED 2022-11-20
  • TX RA
    APPROVED
    Since 2023-01-31
  • NY RA
    APPROVED
    Since 2022-11-20

Branch Locations

18 Division St, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Delmar NY 08/2021 05/2022
Holiday Inn Express/ Bullock Boys Llc Latham NY 01/2020 03/2020
Premier Athletic Club Montrose NY 09/2019 12/2019
Riverstone Manor Scotia NY 05/2019 03/2020
Schenectady Ymca Schenectady NY 10/2016 01/2018
Rotterdam Boys & Girls Club Of America Schenectady NY 06/2014 08/2017
Pathways Nursing And Rehabilitation Center Niskayuna NY 04/2013 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 05/2022 Present
Bank Of America N.A. New York NY 05/2022 Present
Schenectady County Community College Schenectady NY 09/2015 08/2018
Baruch College New York NY 08/2018 12/2019
Suny Albany Albany NY 01/2020 05/2021
Unemployed Schenectady NY 02/2018 07/2018
  • 08/2021 → 05/2022
    Key Bank
    Delmar, NY
  • 01/2020 → 03/2020
    Holiday Inn Express/ Bullock Boys Llc
    Latham, NY
  • 09/2019 → 12/2019
    Premier Athletic Club
    Montrose, NY
  • 05/2019 → 03/2020
    Riverstone Manor
    Scotia, NY
  • 10/2016 → 01/2018
    Schenectady Ymca
    Schenectady, NY
  • 06/2014 → 08/2017
    Rotterdam Boys & Girls Club Of America
    Schenectady, NY
  • 04/2013 → 10/2016
    Pathways Nursing And Rehabilitation Center
    Niskayuna, NY
  • 05/2022 → Present
    New York, NY
  • 05/2022 → Present
    Bank Of America N.A.
    New York, NY
  • 09/2015 → 08/2018
    Schenectady County Community College
    Schenectady, NY
  • 08/2018 → 12/2019
    Baruch College
    New York, NY
  • 01/2020 → 05/2021
    Suny Albany
    Albany, NY
  • 02/2018 → 07/2018
    Unemployed
    Schenectady, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-16
  • S66 Uniform Combined State Law Examination
    2022-11-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Saratoga Springs, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor