David Jerome Dentler

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 02/2020
  Morgan Stanley
  Chicago, IL
• 06/2021 → Present
  Ubs Financial Services Inc.
  Chicago, IL
• 02/2020 → 05/2021
  Unemployed
  Chicago, IL

Previous Registrations

• 2012-10-19 → 2020-02-07
  Morgan Stanley
  Chicago, IL
• 2012-02-27 → 2012-09-10
  Wintrust Investments Llc
  Highland Park, IL
  Chicago, IL
  Chicago, IL
• 2007-01-30 → 2011-01-06
  Regal Advisory Services, Inc.
  Glenview, IL

Other Businesses

1. Writing fiction; Investment related ; Sole Proprietor / Owner / Partner(proprietor, partner, officer, director, employee, trustee, agent); Apr 2019; During business hours: 0; After business hours: 10; Writing.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-03
• S63 Uniform Securities Agent State Law Examination
  2006-08-18