Carlos Ismael Hernandez

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-31
CA	RA	APPROVED	2022-11-30

TX RA
APPROVED

Since 2023-01-31
CA RA
APPROVED

Since 2022-11-30

Branch Locations

5744 Stockton Blvd, Sacramento, CA 95824 • United States

1590 W El Camino Ave, Sacramento, CA 95833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Vacaville	CA	05/2022	Present
Bank Of America	Napa	CA	10/2018	05/2022
Payless Shoe Source	Fairfield	CA	10/2015	10/2018
Amazon	Vacaville	CA	11/2019	01/2020
Summit Building Services Inc.	Concord	CA	10/2019	11/2019
Bank Of America, N.A.	Vacaville	CA	02/2025	Present

05/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vacaville, CA
10/2018 → 05/2022

Bank Of America

Napa, CA
10/2015 → 10/2018

Payless Shoe Source

Fairfield, CA
11/2019 → 01/2020

Amazon

Vacaville, CA
10/2019 → 11/2019

Summit Building Services Inc.

Concord, CA
02/2025 → Present

Bank Of America, N.A.

Vacaville, CA

Other Businesses

I*4414265 Entity Type: For Profit Name of OBA: C. H. Address: Sacramento, California, 95823 Investment Related: No Position, Title, Association: Other Employee Start Date: 04/20/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0 Duties: ebay sales. Reselling items on Ebay.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-29

S66 Uniform Combined State Law Examination

2022-11-29