Shaun Robert Williams

Current Employers

Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-01
WI	RA	APPROVED	2021-11-01

TX RA
APPROVED_RES

Since 2021-11-01
WI RA
APPROVED

Since 2021-11-01

Branch Locations

Eagle, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameritas Investment Corp.	Lincoln	NE	06/2006	Present
Ameritas Life Insurance Corp.	Lincoln	NE	06/2006	Present
Williams Financial Llc	Eagle	WI	01/2009	Present
Ameritas Life Insurance Corp Of New York	New York	NY	05/2006	Present
Ameritas Advisory Services, Llc	Lincoln	NE	11/2021	Present
Benefit Concepts Subsidiary Of Williams Financial, Llc	Eagle	WI	04/2024	Present

06/2006 → Present

Ameritas Investment Corp.

Lincoln, NE
06/2006 → Present

Ameritas Life Insurance Corp.

Lincoln, NE
01/2009 → Present

Williams Financial Llc

Eagle, WI
05/2006 → Present

Ameritas Life Insurance Corp Of New York

New York, NY
11/2021 → Present

Ameritas Advisory Services, Llc

Lincoln, NE
04/2024 → Present

Benefit Concepts Subsidiary Of Williams Financial, Llc

Eagle, WI

Previous Registrations

2003-08-28 → 2003-08-28

Carillon Investments, Inc.

Mukwonago, WI

Mukwonago, WI

Other Businesses

WILLIAMS FINANCIAL LLC; SAME AS BRANCH; INV REL; INSURANCE AND BUSINESS PLANNING; PRESIDENT; START DATE=01/2009; HRS/MO=80; TRADING HRS/MO=80; SELL INSURANCE, BUSINESS PLANNING, EMPLOYEE BENEFITS * NEVER DONE RANCH; SAME AS RESIDENCE; NON-INV REL; FARMING, SELLING HAY, LIVESTOCK, ETC.; OWNER; START DATE=01/2006; HRS/MO=10; TRADING HRS/MO=0; OWNER/MANAGING * SRW PROPERTIES, LLC; SAME AS BRANCH; NON-INV REL; RENTAL PROPERTIES; OWNER; START DATE=04/2014; HRS/MO=4; TRADING HRS/MO=4; ADMINISTRATIVE * FKSW Properties, LLC; same as branch; non-inv rel; real estate rental; Owner; start date=08/2017; hrs/mo=2; trading hrs/mo=0; managing and collecting rents * Benefit Concepts Subsidiary of Williams Financial, LLC; inv rel; same as branch; Group benefits; Owner; start date=4/2024; hrs/mo=5; trading hrs/mo=0; Owner * BASW Properties, LLC; 104 E Main St, Palmyra WI 53156; non-inv rel; car wash and building; Partner; start date=03/2023; hrs/mo=5; trading hrs/mo=0; managing and making sure everything is running if needed, more so silent partner

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-06-02
S65	Uniform Investment Adviser Law Examination	1999-12-29

S63 Uniform Securities Agent State Law Examination

2000-06-02
S65 Uniform Investment Adviser Law Examination

1999-12-29

View on SEC IAPD