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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chattanooga | TN | 03/2019 | 08/2026 |
| Golf Galaxy | Brookfield | WI | 07/2018 | 02/2019 |
| Advocate Construction | Brookfield | WI | 03/2018 | 06/2018 |
| Ameriprise Financial Services, Llc | Ironwood | MI | 08/2026 | Present |
| Sea Island Company | Sea Island | GA | 05/2013 | 01/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-30 |
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