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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-05-18 |
| CA | RA | APPROVED | 2026-04-29 |
| AZ | RA | APPROVED | 2026-01-07 |
| TX | RA | APPROVED | 2025-08-26 |
| MO | RA | APPROVED | 2025-02-05 |
| AR | RA | APPROVED | 2023-11-16 |
| MN | RA | APPROVED | 2023-11-14 |
Branch Locations
Silver Bay, MN • United States
10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Power | Duluth | MN | 12/2011 | 10/2016 |
| Superior Water Light & Power | Superior | WI | 10/2016 | 04/2021 |
| Minnesota Power | Duluth | MN | 04/2021 | 07/2022 |
| Foster Klima & Company | Minneapolis | MN | 07/2022 | 08/2023 |
| Park Avenue Securities | Minneapolis | MN | 08/2023 | 01/2024 |
| Guardian Life Insurance Company | Minneapolis | MN | 08/2023 | 01/2024 |
| Guardian Life Insurance Company | Minnetonka | MN | 01/2024 | 03/2024 |
| Park Avenue Securities | Minnetonka | MN | 01/2024 | 03/2024 |
| Guardian Life Insurance Company | Silver Bay | MN | 03/2024 | Present |
| Park Avenue Securities | Silver Bay | MN | 03/2024 | Present |
1) LOJO Inc - Bowling Alley/Co-Owner with my wife, Start Date: 5/27/2014, Address: 97 Outer Drive, Silver Bay MN 90 total hours per month; 2 during securities trading hours, Not Investment related, Greater than 10% Annual Compensation, 2) LOJO Fitness LLC - Co-Owner with my wife, Start Date: 9/02/2020, Address: 21 Shopping Center Rd, Silver Bay, MN, 10 total hours per moth; 5 during securities trading hours, Not Investment related, Greater than 10% Annual Compensation, 3) Fischer Rentals LLC - Co-Owner with my wife, Start Date: 6/17/2019, Address: 22 Adams Blvd, Silver Bay, MN 55614, 20 total hours per month; 5 during securities trading hours, Investment related, Greater than 10% Annual Compensation, 4) Best of the North Shore-Board Member, Start Date: 5/1/2023, Address: P.O. Box 1 Silver Bay, MN 55614, 1.5 total hours per month; 0 during securities trading hours, Not Investment related, No Annual Compensation, 5) Executor of Estate for Parents, Start Date: 6/17/2024, Address: 22 Adams Blvd Silver Bay, MN 55614, 0 total hours per month, Not Investment related, No Annual Compensation, 6) State of MN USBC Board Member, Start Date: 5/7/2025, Address: 27672 213 Street Pierz, MN 56364, 1 total hour per month; 0 during securities trading, Not Investment related, No Annual Compensation, 7) Outside Insurance, Start Date: 7/16/2025, Address: 10900 Wayzata Blvd. Suite 730 Minnetonka, MN 55305, 1 total hour per month; 1 during securities trading, Investment related, <10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-23 |
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