Best Investors
Account
Sign in
Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-04 |
| MN | RA | APPROVED | 2025-04-01 |
Branch Locations
Mendota Heights, MN • United States
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Apple Valley | MN | 07/2023 | 03/2025 |
| Wings Financial Credit Union | Apple Valley | MN | 07/2023 | 03/2025 |
| Holy Spirit And Cretin-Derham Hall Schools | St. Paul | MN | 01/2013 | 05/2019 |
| Creighton University | Omaha | NE | 08/2019 | 05/2023 |
| Td Ameritrade | Omaha | MN | 01/2022 | 05/2022 |
| Rbc Wealth Management | Minneapolis | MN | 05/2022 | 08/2022 |
| Rbc Capital Markets, Llc | Minneapolis | MN | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-18 |
Reach out to this advisor