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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-11 |
| TX | RA | APPROVED_RES | 2025-06-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coastal Carolina University | Conway | SC | 08/2014 | 10/2017 |
| Nike | Charleston | SC | 10/2017 | 05/2018 |
| Parking Management Company | Charleston | SC | 05/2018 | 12/2018 |
| Nekter Juice Bar | San Clemente | CA | 01/2019 | 12/2019 |
| Hope By The Sea | San Juan Capistrano | CA | 01/2020 | 10/2020 |
| Afc Urgent Care | Ladera Ranch | CA | 08/2020 | 10/2020 |
| Unemployed | Dana Point | CA | 10/2020 | 01/2022 |
| 24 Hour Fitness | San Juan Capistrano | CA | 01/2022 | 01/2022 |
| Global Faces Direct | Phoenix | AZ | 03/2022 | 07/2022 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2022 | 06/2024 |
| College Hunks Hauling Junk | Scottsdale | AZ | 07/2023 | 09/2023 |
| Valet Living | Scottsdale | AZ | 12/2023 | 01/2024 |
| The Vanguard Group, Inc. | Charlotte | NC | 06/2024 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-22 |
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