Jonathan George Carafotes

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-14
RI	RA	APPROVED	2025-01-28

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Dunkin Donuts	Oxford	MA	06/2018	08/2021
Instacart	Worcester County	MA	11/2021	05/2022
Flagship Wealth Advisers	Wakefield	MA	06/2022	08/2022
Unemployed/Was Not Allowed To Work	Sutton	MA	02/2002	05/2018
Royal Alliance	Wakefield	MA	07/2022	08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	08/2024	Present
Goldman Sachs	Boston	MA	06/2023	08/2023
Bradley Foster And Sargent	Hartford	CT	01/2023	05/2023
Trinity College Career And Life Design Center	Hartford	CT	08/2022	05/2024
Trinity College	Hartford	CT	09/2020	05/2024

06/2018 → 08/2021

Dunkin Donuts

Oxford, MA
11/2021 → 05/2022

Instacart

Worcester County, MA
06/2022 → 08/2022

Flagship Wealth Advisers

Wakefield, MA
02/2002 → 05/2018

Unemployed/Was Not Allowed To Work

Sutton, MA
07/2022 → 08/2022

Royal Alliance

Wakefield, MA
08/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
06/2023 → 08/2023

Goldman Sachs

Boston, MA
01/2023 → 05/2023

Bradley Foster And Sargent

Hartford, CT
08/2022 → 05/2024

Trinity College Career And Life Design Center

Hartford, CT
09/2020 → 05/2024

Trinity College

Hartford, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-01-25