Best Investors Account Sign in
Current Employers
Mm Ascend Life Investor Services, Llc

191 Rosa Parks Street, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-06-16
  • OH RA
    APPROVED
    Since 2016-06-16

Branch Locations

Louisville, CO • United States

191 Rosa Parks, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great American Advisors, Inc. Cincinnati OH 06/2016 05/2021
Great American Insurance Group Cincinnati OH 06/2016 05/2021
Mm Ascend Life Investor Services, Llc Cincinnati OH 05/2021 Present
Massmutual Ascend Life Insurance Company Cincinnati OH 05/2021 Present
  • 06/2016 → 05/2021
    Great American Advisors, Inc.
    Cincinnati, OH
  • 06/2016 → 05/2021
    Great American Insurance Group
    Cincinnati, OH
  • 05/2021 → Present
    Cincinnati, OH
  • 05/2021 → Present
    Massmutual Ascend Life Insurance Company
    Cincinnati, OH
Previous Registrations
  • 2013-04-02 → 2016-03-29
    Curian Capital, Llc
    Denver, CO
Other Businesses

MassMutual Ascend Life Insurance Company (MMALIC), located at 191 Rosa Parks Street, Cincinnati, Ohio 45202 is the parent company of MM Ascend Life Investor Services, LLC (MMALIC). MMALIC issues annuities, including registered annuity products. MMALIS serves as the distributor for MMALIC's registered annuities. Steve works for MMALIC's Annuity Sales division. Position: External Wholesaler (RVP) ; full-time occupation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-01
S63 Uniform Securities Agent State Law Examination 2009-05-15
  • S65 Uniform Investment Adviser Law Examination
    2013-04-01
  • S63 Uniform Securities Agent State Law Examination
    2009-05-15

View on SEC IAPD

More in Louisville, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor