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Maximilian Alexander Hillerbrand

49 Financial

Charlotte, NC

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-07
  • NC RA
    APPROVED
    Since 2024-05-07

Branch Locations

1213 W Morehead Street Suite 508, Charlotte, NC 28208 • United States

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 05/2022 01/2024
Chick-Fil-A Hawks Creek Westworth Village TX 09/2021 04/2022
Chick-Fil-A Kernersville Fsu Westworth Village TX 10/2020 08/2021
Chick-Fil-A Hawks Creek Fsu Westworth Village TX 05/2020 10/2020
Chick-Fil-A Hanes Mall Food Co Winston-Salem NC 05/2017 05/2020
Wochenblatt Gmbh Loerrach 09/2015 05/2017
49 Wealth Management Llc Charlotte NC 07/2022 Present
Oakwood Capital Securities, Inc. Minneapolis MN 07/2024 12/2024
  • 05/2022 → 01/2024
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 09/2021 → 04/2022
    Chick-Fil-A Hawks Creek
    Westworth Village, TX
  • 10/2020 → 08/2021
    Chick-Fil-A Kernersville Fsu
    Westworth Village, TX
  • 05/2020 → 10/2020
    Chick-Fil-A Hawks Creek Fsu
    Westworth Village, TX
  • 05/2017 → 05/2020
    Chick-Fil-A Hanes Mall Food Co
    Winston-Salem, NC
  • 09/2015 → 05/2017
    Wochenblatt Gmbh
    Loerrach
  • 07/2022 → Present
    49 Wealth Management Llc
    Charlotte, NC
  • 07/2024 → 12/2024
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Other Businesses

1) 49 Financial / Fixed insurance agent / non-investment related / 40 hours per month (all during trading hours) / 1213. w. Morehead St. suite 527 Charlotte, NC 28208/ Started on 7/2022, duties involve helping clients find life insurance/annuity products that fit into their financial plan. 2) Kiwanis Club of Charlotte / Board Member / non-investment related / Start Date: 7/1/2025 / Duties include helping to decide which charities the club with donate to within their community; there is no involvement of funds / Location: PO Box 36626 Charlotte, NC 28236 / Hours per month outside of trading hours dedicated to this OBA: 1 / Hours per month outside of trading hours dedicated to this OBA: 0 3) Kiwanis Club of CLT / Foundation Board member / non-investment related / Start Date: 7/1/2025 / Duties include helping to decide which charities the club with donate to within their community; there is no involvement of funds / Location: PO Box 36626 Charlotte, NC 28236 / Hours per month outside of trading hours dedicated to this OBA: 1 / Hours per month outside of trading hours dedicated to this OBA: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-07
S63 Uniform Securities Agent State Law Examination 2022-03-11
  • S65 Uniform Investment Adviser Law Examination
    2024-05-07
  • S63 Uniform Securities Agent State Law Examination
    2022-03-11
Other Names
  • Max Alexander Hillerbrand
  • Maximilian Alexander Hillerbrand

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