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Esmeralda Gonzales

Valic Financial Advisors, Inc.

Houston, TX

CRD 7564258

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-14
  • TX RA
    APPROVED
    Since 2023-06-14

Branch Locations

2919 Allen Parkway 9Th Floor - Retirement Education Center, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Houston TX 06/2022 12/2022
Orion Real Estate Katy TX 02/2012 04/2022
Unemployed Katy TX 12/2022 06/2023
Valic Financial Advisors, Inc. Houston TX 06/2023 Present
Agia Houston TX 06/2023 Present
Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/12/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance Products for AGIA NEATERELLA POSITION: Owner NATURE: Cleaning Company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/20/2021 ADDRESS: 22702 Saginaw Point Lane, Katy TX 77449, United States DESCRIPTION: Owner-Not currently using CASA NOVELLA CO.LLC POSITION: Owner NATURE: Online store selling home goods items. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/12/2026 ADDRESS: 22702 Saginaw Point Lane, Katy TX 77449, United States DESCRIPTION: Order from wholesaler to sell the item online.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-02
S63 Uniform Securities Agent State Law Examination 2023-03-21
  • S65 Uniform Investment Adviser Law Examination
    2023-05-02
  • S63 Uniform Securities Agent State Law Examination
    2023-03-21
Other Names
  • Esmeralda Guitron

View on SEC IAPD

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