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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-08-21
TX RA APPROVED 2025-08-21
  • PA RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED
    Since 2025-08-21

Branch Locations

1506 W Chester Pike, West Chester , PA 19382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2022 07/2025
Sedona Taphouse West Chester PA 06/2021 Present
Americas Pie West Chester PA 01/2021 06/2025
Stone Grille & Taphouse York PA 07/2018 01/2020
West Chester University West Chester PA 08/2018 05/2022
J.P. Morgan Securities Llc West Chester PA 07/2025 Present
Jpmorgan Chase Bank, N.A. West Chester PA 07/2025 Present
Tomato Shack West Chester PA 06/2019 08/2019
Unemployed York PA 07/2015 06/2018
Sedona Taphouse King Of Prussia PA 06/2022 Present
  • 06/2022 → 07/2025
    The Vanguard Group, Inc.
    Malvern, PA
  • 06/2021 → Present
    Sedona Taphouse
    West Chester, PA
  • 01/2021 → 06/2025
    Americas Pie
    West Chester, PA
  • 07/2018 → 01/2020
    Stone Grille & Taphouse
    York, PA
  • 08/2018 → 05/2022
    West Chester University
    West Chester, PA
  • 07/2025 → Present
    West Chester, PA
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    West Chester, PA
  • 06/2019 → 08/2019
    Tomato Shack
    West Chester, PA
  • 07/2015 → 06/2018
    Unemployed
    York, PA
  • 06/2022 → Present
    Sedona Taphouse
    King Of Prussia, PA
Previous Registrations
Other Businesses

Entity Name: Sedona Taphouse Investment related: No Address: https://sedonataphouse.com/locations/west-chester-pa/ Nature of the other business: Food & Beverage Position/Title/Relationship: Employee/Contractor Start Date: 06/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Restaurant establishment where I am a server NAME OF BUSINESS: SEDONA TAPHOUSE NON-INVESTMENT RELATED ADDRESS (City/State): WEST CHESTER, PA NATURE OF BUSINESS: RETAIL/SERVICE POSITION: SERVER START DATE: 6/2021 APPROXIMATE HOURS PER MONTH: 15 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: SERVER AT RESTAURANT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-23
S63 Uniform Securities Agent State Law Examination 2022-09-30
  • S66 Uniform Combined State Law Examination
    2024-07-23
  • S63 Uniform Securities Agent State Law Examination
    2022-09-30
Other Names
  • Max Teyral
  • Max Nevin Teyral

View on SEC IAPD

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