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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-13 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Miami | FL | 06/2022 | 04/2026 |
| Fiu | Miami | FL | 01/2021 | 05/2022 |
| Coma Miami Llc | Miami | FL | 10/2020 | 07/2021 |
| Macy's Inc. | Miami | FL | 06/2018 | 09/2020 |
| Broward College | Davie | FL | 08/2017 | 12/2019 |
| Albizio University | Miami | FL | 03/2015 | 07/2017 |
| Ubs Financial Services Inc | Miami | FL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-18 |
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