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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-25 |
| PA | RA | APPROVED | 2020-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pricewaterhousecoopers Llp | Boston | MA | 10/2009 | 10/2017 |
| Spring Ridge Financial Group, Llc | Wyomissing | PA | 10/2012 | 01/2020 |
| Commonwealth Financial Network | Waltham | MA | 10/2017 | 08/2018 |
| Commonwealth Financial Network | Waltham | MA | 08/2018 | 01/2020 |
| Lpl Financial, Llc | Wyomissing | PA | 01/2020 | Present |
1. 08/01/2019 - LOVOL FINANCIAL, LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ SINKING SPRING, PA 2. 11/20/2019 - CM FINANCIAL ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ WYOMISSING, PA 3. 10/15/2021 - Two Guys Realty - Investment Related - 55 Commerce Drive, Wyomissing, PA 19610 - Real Estate Rental - Started 10/14/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 11/15/2021 - CM Tax Consultants LLC - DBA: CM Financial Advisors - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/01/2022 - 2 Hours Per Month During Securities Trading - Tax preparation service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-08 |
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