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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-07-03
  • MA RA
    APPROVED
    Since 2025-07-03

Branch Locations

Seekonk, MA • United States

7 Henshaw Road, Mattapoisett, MA 02739 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tjx Companies Norwood MA 02/2023 07/2025
Public Employee Educational Retirement Services, Inc Seekonk MA 06/2022 Present
Cetera Financial Specialists Llc Schaumburg IL 11/2024 Present
Stop & Shop Supermarkets Quincy MA 04/1994 02/2023
Cetera Investment Advisers Llc Schaumburg IL 07/2025 Present
  • 02/2023 → 07/2025
    Tjx Companies
    Norwood, MA
  • 06/2022 → Present
    Public Employee Educational Retirement Services, Inc
    Seekonk, MA
  • 11/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/1994 → 02/2023
    Stop & Shop Supermarkets
    Quincy, MA
  • 07/2025 → Present
    Schaumburg, IL
Other Businesses

1) PUBLIC EMPLOYEE EDUCATIONAL RETIREMENT SERVICES, INC., INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, CLIENT SERVICE ASSOCIATE, RETIREMENT PLANNING, WEALTH MANAGEMENT, 10H/WEEK, 5H/WEEK DURING TRADING HOURS, SINCE 06/2022.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-18
S63 Uniform Securities Agent State Law Examination 2025-02-11
  • S65 Uniform Investment Adviser Law Examination
    2025-06-18
  • S63 Uniform Securities Agent State Law Examination
    2025-02-11

View on SEC IAPD

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