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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-21 |
| CA | RA | APPROVED | 2022-07-25 |
Branch Locations
6080 Center Drive Suite 120, Los Angeles, CA 90045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Los Angeles | CA | 05/2022 | Present |
| Mml Investors Services, Llc | Los Angeles | CA | 06/2022 | Present |
| Vision Media Management And Fulfillment Llc | Valencia | CA | 01/2020 | 12/2020 |
| Retinue Media Llc | Santa Clarita | CA | 06/2014 | 01/2020 |
| Unemployed | Santa Clarita | CA | 12/2020 | 05/2022 |
NAME: CHRISTOPHER GREGORY INV REL: Y ADD: 6080 CENTER DRIVE SUITE 120 LOS ANGELES, CA 90045 NATURE: LIFE, DI. LTC, FIXED ANNUITIES AND HEALTH INSURANCE POSITION: AGENT START DATE: 05/18/2022 NO HRS/MO:1 NO HRS/MO DUR TRADING: 1 DUTIES: SELLING LIFE AND HEALTH INSURANCE BASED ON CLIENT NEEDS AND DESIRES OF BOTH INDIVIDUAL LIFE/HEALTH AND GROUP LIFE/HEALTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-14 |
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