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Connor Matthew Braun

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7562905

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-01
TX RA APPROVED 2025-10-01
  • NC RA
    APPROVED
    Since 2025-10-01
  • TX RA
    APPROVED
    Since 2025-10-01

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 06/2022 Present
Infrascale Reston VA 05/2021 07/2021
Business Acquisition And Merger Associates Charlotte NC 04/2020 07/2020
University Of South Carolina - Columbia Columbia SC 07/2018 05/2022
Self-Employed Ashburn VA 12/2017 05/2018
Subway Ashburn VA 01/2017 02/2018
Stone Bridge High School Ashburn VA 04/2014 05/2018
Self-Employed Charlotte NC 01/2025 09/2025
Vanguard Advisers, Inc. Charlotte NC 10/2025 Present
Vanguard Marketing Corporation Charlotte NC 06/2022 Present
  • 06/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 05/2021 → 07/2021
    Infrascale
    Reston, VA
  • 04/2020 → 07/2020
    Business Acquisition And Merger Associates
    Charlotte, NC
  • 07/2018 → 05/2022
    University Of South Carolina - Columbia
    Columbia, SC
  • 12/2017 → 05/2018
    Self-Employed
    Ashburn, VA
  • 01/2017 → 02/2018
    Subway
    Ashburn, VA
  • 04/2014 → 05/2018
    Stone Bridge High School
    Ashburn, VA
  • 01/2025 → 09/2025
    Self-Employed
    Charlotte, NC
  • 10/2025 → Present
    Charlotte, NC
  • 06/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
Other Businesses

NAME OF BUSINESS: FULL AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: FULL AGENT START DATE: 07/2026 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FULL AGENT NAME OF BUSINESS: FULL AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: FULL AGENT START DATE: 07/2026 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FULL AGENT NAME OF BUSINESS: FULL AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: FULL AGENT START DATE: 08/2026 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FULL AGENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-08-15
  • S63 Uniform Securities Agent State Law Examination
    2022-08-15
Designations
  • Certified Financial Planner
Other Names
  • Connor Braun

View on SEC IAPD

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