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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-13 |
| DE | RA | APPROVED | 2023-09-05 |
Branch Locations
1312A Asbury Ave, Ocean City, NJ 08226 • United States
West Chester, PA • United States
15 Middleton Dr., Wilmington, DE 19808 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wilmington | DE | 05/2022 | Present |
| Haddon Township School District/Liberty University | Haddon Township | NJ | 01/2011 | 10/2022 |
| Gloucester County Public Schools | Gloucester County | NJ | 05/2018 | 08/2021 |
| Center Consulting Group | Dublin | PA | 05/2021 | 08/2021 |
1) 11/2022 - Covenant Wealth Strategies, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / Wilmington, DE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-01 |
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