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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-07-25
VA RA APPROVED 2022-07-25
DC RA APPROVED 2022-04-20
TX RA APPROVED_RES 2021-12-20
  • MD RA
    APPROVED
    Since 2022-07-25
  • VA RA
    APPROVED
    Since 2022-07-25
  • DC RA
    APPROVED
    Since 2022-04-20
  • TX RA
    APPROVED_RES
    Since 2021-12-20

Branch Locations

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Millersville, MD • United States

8444 Westpark Drive Suite 610, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc. Austin TX 04/2016 12/2016
Lockton Companies Llc Washington DC 12/2016 12/2021
Lockton Investment Advisors, Llc Washington DC 12/2016 12/2021
Lockton Financial Advisors, Llc Washington DC 12/2016 12/2021
Creative Planning, Llc Overland Park KS 12/2021 Present
  • 04/2016 → 12/2016
    Kestra Financial Services, Inc.
    Austin, TX
  • 12/2016 → 12/2021
    Lockton Companies Llc
    Washington, DC
  • 12/2016 → 12/2021
    Washington, DC
  • 12/2016 → 12/2021
    Lockton Financial Advisors, Llc
    Washington, DC
  • 12/2021 → Present
    Creative Planning, Llc
    Overland Park, KS
Previous Registrations
Other Businesses

Benetic; Wilmington Delaware; not investment related; Consultant on software; start 6.10.2020; number of hours 4 hours per month/none during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-10
S63 Uniform Securities Agent State Law Examination 2006-06-07
  • S65 Uniform Investment Adviser Law Examination
    2006-08-10
  • S63 Uniform Securities Agent State Law Examination
    2006-06-07

View on SEC IAPD

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