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5454 W. 110Th Street, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-07-25 |
| VA | RA | APPROVED | 2022-07-25 |
| DC | RA | APPROVED | 2022-04-20 |
| TX | RA | APPROVED_RES | 2021-12-20 |
Branch Locations
5454 W. 110Th Street, Overland Park, KS 66211 • United States
Millersville, MD • United States
8444 Westpark Drive Suite 610, Mclean, VA 22102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 12/2016 |
| Lockton Companies Llc | Washington | DC | 12/2016 | 12/2021 |
| Lockton Investment Advisors, Llc | Washington | DC | 12/2016 | 12/2021 |
| Lockton Financial Advisors, Llc | Washington | DC | 12/2016 | 12/2021 |
| Creative Planning, Llc | Overland Park | KS | 12/2021 | Present |
Benetic; Wilmington Delaware; not investment related; Consultant on software; start 6.10.2020; number of hours 4 hours per month/none during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-07 |
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