Gregory Zimmerman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Lpl Financial Llc
  Fort Mill, SC

Previous Registrations

• 2009-10-23 → 2010-02-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI
• 2008-12-15 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Lincoln, RI
  Lincoln, RI
  Lincoln, RI

Exams

• S66 Uniform Combined State Law Examination
  2008-12-11
• S63 Uniform Securities Agent State Law Examination
  2006-08-02