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Niles Asset Management, Inc CRD 107603
$96.4M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Brushton, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Niles Asset Management | Brushton | NY | 06/2006 | Present |
| Clarkson Univesity | Potsdam | NY | 08/2017 | Present |
Niles and Sons Real Property Holdings, Not Invesment related, 1189 State Route 11B, Brushton, NY 12916, Rental properties, manager, 5/2021, 15 hours, 2 hours, collecting rent, takes callees if a problem.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-03 |
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