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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-29 |
Branch Locations
200 Vesey St., New York, NY 10281 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hantz Financial Services | Southfield | MI | 05/2022 | 04/2024 |
| Central Michigan University | Mt. Pleasant | MI | 08/2021 | 07/2025 |
| Almont High School | Almont | MI | 08/2017 | 05/2021 |
| Mcdonald's | Almont | MI | 05/2019 | 08/2021 |
| Unemployed | Almont | MI | 05/2017 | 07/2017 |
| Almont Middle School | Almont | MI | 08/2014 | 05/2017 |
| Brown City Sod | Brown City | MI | 05/2020 | 08/2022 |
| Rbc Capital Markets, Llc | New York | NY | 07/2025 | Present |
| Rbc Capital Markets, Llc | New York | NY | 06/2024 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-12 |
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