Best Investors Account Sign in

Preston Thomas Snyder

Wells Fargo Clearing Services, LLC

Charlotte, NC

Huntersville, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-08-29
  • NC RA
    APPROVED
    Since 2022-08-29

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

14215 Market Square Dr, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 05/2022 06/2022
Thrivent Advisor Network D/B/A 49 Financial Charlotte NC 05/2022 06/2022
River Run Country Club Davidson NC 04/2019 10/2021
Appalachian State University Boone NC 01/2021 05/2022
Unemployed Cornelius NC 02/2012 06/2018
Harris Teeter Supermarkets Huntersville NC 07/2018 04/2019
Wells Fargo Clearing Services, Llc Charlotte NC 08/2022 Present
Wells Fargo Bank, Na Charlotte NC 08/2022 Present
Unemployed Charlotte NC 06/2022 07/2022
  • 05/2022 → 06/2022
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 05/2022 → 06/2022
    Thrivent Advisor Network D/B/A 49 Financial
    Charlotte, NC
  • 04/2019 → 10/2021
    River Run Country Club
    Davidson, NC
  • 01/2021 → 05/2022
    Appalachian State University
    Boone, NC
  • 02/2012 → 06/2018
    Unemployed
    Cornelius, NC
  • 07/2018 → 04/2019
    Harris Teeter Supermarkets
    Huntersville, NC
  • 08/2022 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 08/2022 → Present
    Wells Fargo Bank, Na
    Charlotte, NC
  • 06/2022 → 07/2022
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-29
S63 Uniform Securities Agent State Law Examination 2022-01-07
  • S65 Uniform Investment Adviser Law Examination
    2022-08-29
  • S63 Uniform Securities Agent State Law Examination
    2022-01-07
Other Names
  • Preston Thomas Snyder
  • Preston Snyder

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor