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Matthew Alan Lucas

Stifel, Nicolaus & Company, Incorporated

Miamisburg, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-14
TX RA APPROVED 2023-08-14
  • OH RA
    APPROVED
    Since 2023-08-14
  • TX RA
    APPROVED
    Since 2023-08-14

Branch Locations

10050 Innovation Drive Suite 340, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Dayton OH 05/2022 Present
Self Employed Cincinnati OH 05/2016 12/2017
Self Employed Lake Elsinore CA 01/2018 08/2018
Self Employed Las Vegas NV 09/2018 04/2022
  • 05/2022 → Present
    Stifel, Nicolaus & Company, Incorporated
    Dayton, OH
  • 05/2016 → 12/2017
    Self Employed
    Cincinnati, OH
  • 01/2018 → 08/2018
    Self Employed
    Lake Elsinore, CA
  • 09/2018 → 04/2022
    Self Employed
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-11
  • S66 Uniform Combined State Law Examination
    2023-08-11

View on SEC IAPD

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Other Offices

SUMMIT FINANCIAL, LLC · MIAMISBURG, OH
EAGLE STRATEGIES LLC · MIAMISBURG, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · West Carrollton, OH
EVERHART ADVISORS · Miamisburg, OH
W&S BROKERAGE SERVICES, INC. · Miamisburg, OH
FIFTH THIRD SECURITIES, INC. · MIAMISBURG, OH
EDWARD JONES · WEST CARROLLTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Dayton, OH

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