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William Ito Fleming

Edelman Financial Engines

Aurora, CO

CRD 7561393

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Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-06-27
TX RA APPROVED 2022-06-27
  • CO RA
    APPROVED
    Since 2022-06-27
  • TX RA
    APPROVED
    Since 2022-06-27

Branch Locations

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Santa Clara CA 05/2022 06/2025
Unemployed Aurora CO 12/2021 05/2022
Anthem Cincinnati OH 09/2021 12/2021
Unemployed Aurora CO 11/2020 09/2021
Customer Solutions Group Denver CO 06/2020 11/2020
True Security Aurora CO 12/2018 07/2020
Golden Gate University San Francisco CA 01/2018 04/2019
Wealth Strong Littleton CO 07/2017 09/2018
Self Employed Aurora CO 06/2010 07/2017
Edelman Financial Engines Santa Clara CA 06/2025 Present
  • 05/2022 → 06/2025
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 12/2021 → 05/2022
    Unemployed
    Aurora, CO
  • 09/2021 → 12/2021
    Anthem
    Cincinnati, OH
  • 11/2020 → 09/2021
    Unemployed
    Aurora, CO
  • 06/2020 → 11/2020
    Customer Solutions Group
    Denver, CO
  • 12/2018 → 07/2020
    True Security
    Aurora, CO
  • 01/2018 → 04/2019
    Golden Gate University
    San Francisco, CA
  • 07/2017 → 09/2018
    Wealth Strong
    Littleton, CO
  • 06/2010 → 07/2017
    Self Employed
    Aurora, CO
  • 06/2025 → Present
    Edelman Financial Engines
    Santa Clara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-24
  • S65 Uniform Investment Adviser Law Examination
    2022-06-24
Other Names
  • Bill Fleming
  • William I. Fleming

View on SEC IAPD

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